Success thanks to clarity
Understand the law. Identify the scope for action. Take advantage of options.
David Wyss offers independent advice and support in matters related to Swiss financial market (supervisory) law.
Main areas of focus
My main areas of focus include the following issues related to prudential supervision and the supervision of conduct:
- Governance – risk management – compliance
- Anti-money laundering – market conduct – investment activities and suitability
- Data protection – information exchange – international cooperation
- Sustainability in the financial sector
- Recovery & resolution
- Enforcement & litigation
- Financial market criminal law
With a view to:
- Position taking
- Determining the need to act
- Drafting and implementing regulations
- Authorisations
- Supervisory processes
- Managing supervisory crises in the domestic context
- Procuring or exporting cross-border services to or from Switzerland.
- Scond opinions for boards and executive boards and law firms
Constructive and solution-oriented
When dealing with individuals and government agencies in Switzerland and abroad, I engage in constructive, reliable and solution-oriented communication. When working on implementation projects, I develop balanced future-oriented solutions that take into account all relevant risks and business policy considerations.